The Daily Hodl12h
US Lawmakers Demand Answers From Gary Gensler on SEC’s Position That Crypto Airdrops Are Securities Transactions
Two crypto-friendly US lawmakers want U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler to clarify the ...
Reuters7d
Securities Enforcement
The U.S. Securities and Exchange Commission fined on Tuesday 12 municipal advisors more than $1.3 million to settle civil ...
SEC Charges 11 Institutional Investment Managers with Failing to Report Certain Securities Holdings
The Securities and Exchange Commission has announced charges against 11 institutional investment managers for failing to file ...
SEC Says Farewell to the Term ‘Crypto Asset Securities’
It's just the evolution where there were way too many scams by crypto folks that lead to the SEC’s aggressive overreach and ...
Kubient founder Paul Roberts pleads guilty to securities fraud, lied about company's AI tool, prosecutors say
Federal prosecutors said he defrauded investors and auditors by claiming more than $1.3 million in fraudulent revenue.
Courthouse News Service7h
Second Circuit balks at overturning James Velissaris securities fraud plea
Velissaris claimed he was misled by the government into pleading guilty based on what he said was an incorrect description of ...
Shein’s Path to a U.S. IPO Looks Blocked. What That Means for Other China-Founded Companies.
The online apparel company reportedly filed late last year to issue stock in the U.S. Legislators have balked amid rising U.S ...
JD Supra3d
SEC Disbands Climate and ESG Task Force
The U.S. Securities and Exchange Commission (SEC) has confirmed that its climate and environmental, social, and governance (ESG) enforcement ...
cryptonews1d
Robinhood’s Fierce Rebuttal: SEC’s ‘Dazed and Confused’ Approach to Crypto Exposed
Robinhood's CLO criticizes SEC's crypto regulation approach, revealing a Wells Notice indicating potential enforcement ...
SEC reaches settlement with Pittsburgh company over false tender offer to buy U.S. Steel
The Securities and Exchange Commission says that it has reached a settlement with industrial conglomerate Esmark and its ...
Indiana Gazette7d
FirstEnergy agrees to $100 million settlement with Securities and Exchange Commission
According to the filing with the SEC, “between 2017 and 2020, FirstEnergy and FirstEnergy Solutions, through FirstEnergy ...
Fiscal Year: What It Is and Advantages Over Calendar Year
A fiscal year (FY) is a 52- or 53-week period that a company or government uses for budgeting and accounting purposes and as a schedule for its financial statements.